The Technium

This is a book in progress. Its origins and objective are detailed here; please read this background before commenting. Since my posts are often long, only two will show on the front page. The rest I move quickly off to the side archive. There is no order to the postings; I'm just exploring here. Comments on particular posts welcomed.

The Choice of Cities

Urban-Population5

Cities are technological artifacts, the largest technology we make. Their impact is out of proportion to the number of humans living in them. As the chart above shows, the percentage of humans living in cities averaged about one or two percent for most of recorded history. (The chart's Y axis is a logarithmic scale of percentage.) Yet almost everything that we think of when we say "culture" arose within cities. After all, the terms "city" and "civilization" share the same root. But the massive citification, or urbanization, that characterizes the technium today is a very recent development. Like most other charts depicting the technium, not much happens until the last two centuries. Then populations booms, innovation rockets, information explodes, freedoms increase, and cities rule.

Cities may be engines of innovation, but not everyone thinks they are beautiful, particularly the megalopolises of today, with their sprawling rapacious appetites. They seem like machines eating the wilderness, and many wonder if they are eating us as well. Is the recent large-scale relocation to cities a choice or a necessity? Are people pulled by the lure of opportunities, or are they pushed against their will by desperation?  Why would anyone willingly choose to leave the balm of a village and squat in a smelly, leaky hut in a city slum unless they were forced to?

Well, every city begins as a slum. First it's a seasonal camp, with the usual free-wheeling make-shift expediency. Creature comforts are scarce, squalor the norm. Hunters, scouts, traders, pioneers find a good place to stay for the night, or two, and then if their camp is a desirable spot it grows into an untidy village, or uncomfortable fort, or dismal official outpost, with permanent buildings surrounded by temporary huts. If the location of the village favors growth, concentric rings of squatters aggregate around the core until the village swells to a town. When a town prospers it acquires a center — civic or religious — and the edges of the city continue to expand in unplanned, ungovernable messiness. It doesn't matter in what century or in which country, the teaming guts of a city will shock and disturb the established residents. The eternal disdain for newcomers is as old as the first city. Romans complained of the tenements, shacks and huts at the edges of their town that "were putrid, sodden and sagging."  Every so often Roman soldiers would raze a settlement of squatters, only to find it  rebuilt or moved within weeks.

Babylon, London, and New York all had seamy ghettos of unwanted settlers erecting shoddy shelters with inadequate hygiene and engaging in dodgy dealings. Historian Bronislaw Geremek states that "slums constituted a large part of the urban landscape" of Paris in the Middle Ages. Even by the 1780s, when Paris was at is peak, nearly 20% of its residents did not have a "fixed abode" — that is they lived in shacks. In a familiar complaint about medieval French cities, a gentleman from that time noted: "Several families inhabit one house. A weaver's family may be crowded into a single room, where they huddle around a fireplace." That refrain is repeated throughout history. Manhattan was home to 20,000 squatters in self-made housing. Slab City alone, in Brooklyn (named after the use of planks stolen from lumber mills), contained 10,000 residents in its slum at its peak. In the New York slums "nine out of ten of the shanties have only one room, which does not average over twelve feet square, and this serves all the purposes of the family."

San Francisco was built by squatters. As Rob Neuwirth recounts in his wonderful book Shadow Cities,  one survey in 1855 estimated that "95 percent of the property holders in [San Francisco] city would not be able to produce a bona fide legal title to their land." Squatters were everywhere, in the marshes, sand dunes, military bases. One eyewitness said, "Where there was a vacant piece of ground one day, the next saw it covered with half a dozen tents or shanties." Philadelphia was largely settled by what local papers called "squatlers."  As late as 1940, one in five citizens in Shanghai was a squatter. Those one million squatters stayed and kept upgrading their slum so that within one generation their shantytown became one of the first 21st  century cities.

That's how it works. Over time slums gain permanency. Ad hoc shelters are upgraded, infrastructure extended, and makeshift services become official. What was once the home of poor hustlers becomes, over the span of generations, the home of rich hustlers. Propagating slums is what cities do, and living in slums is how cities grow. The majority of neighborhoods in almost every modern city are merely successful former slums. The squatter cities of today will become the blue-blood neighborhoods of tomorrow.

Slums of the past and slums today follow the same description. The first impression is and was one of filth and overcrowding. In a ghetto a thousand years ago and in a slum today shelters are haphazard and dilapidated. The smells overwhelming. But there is vibrant economic activity. Every slum boasts eateries, and bars. And most have rooming houses, or places you can rent a bed. They have animals, fresh milk, grocery stores, barber shops, healers, herb stores, repair stands, and strong armed men offering "protection." A squatter city is, and has always been, a shadow city, a parallel world without official permission, but a city nonetheless.

The improvisation and creative energies unleashed by a squatter city are so attractive that we build them just for the pleasure of their raucousness. Take Burning Man, the arts festival arising every year in the Nevada desert. It is a bona fide squatter city built and run semi-legally by its inhabitants. It is, in essence, a slum with porta potties. It draws 40,000 residents who bang together huts, shanties, tents, and make-shift shelters, and then, like any other slum, trade, barter, and share their few skills and belongings. The owner-built architecture of Burning Man is thrilling, and the gift economy bracing. Because this futuristic slum is so dense and temporary, it has one of the highest concentrations of creativity I've seen anywhere.
Like any city, a slum is highly efficient. Maybe even more than the official sections because nothing goes to waste. The rag pickers and resellers and scavengers all live in the slums and scour the rest of the city for scraps to assemble into shelter, and to feed their economy. Slums are the skin of the city, its permeable edge that can balloon as it grows. The city as a whole is a wonderful technological invention which concentrates the flow of energy and minds into computer chip-like density. In a relatively small footprint, a city not only provides living quarters and occupations in a minimum of space, but a city also generates a maximum of ideas and inventions.

269Px-Hut2006.3

The squatter city at Black Rock, Nevada

As Stewart Brand notes in the City Planet chapter of his upcoming book Whole Earth Discipline, "Cities are wealth creators; they have always been."  He quotes urban theorist Richard Florida who claims that 40 of the largest megacities in the world, home to 18% of the world's population, "produce two-thirds of global economic output and nearly 9 in 10 new patented innovations." A Canadian demographer figured that "80 to 90 percent of GNP growth occurs in cities." The raggedy new part of each city, its squats and encampments, often house the most productive citizens. As Mike Davis points out in Planet of Slums, "The traditional stereotype of the Indian pavement-dweller is a destitute peasant, newly arrived from the countryside, who survives by parasitic begging, but as research in Mumbai has revealed, almost all (97 percent) have at least one breadwinner, and 70 percent have been in the city at least six years…"  Slum dwellers are often busy with low paying service jobs in nearby high rent districts; they have money but live in a squatter city because it's close to their work. Because they are industrious, they progress  fast. One UN report found that households in the older slums of Bangkok have on average 1.6 televisions, 1.5 cell phones, a refrigerator; two-thirds have a washing machine and CD player, and half have a fixed line phone, video player and a motor scooter. In the favelas of Rio, the first generation of squatters had a literacy rate of only 5%, but their kids were 97% literate.

There is a price to pay for that growth. As vibrant and dynamic as cities are, their edges can be unpleasant. To enter a slum you need to walk down shit lane. There is human excrement rotting on the sidewalk, urine flowing in the gutter and garbage piled up in heaps. I've done it many times in the sprawling shantytowns of the developing world and it is no fun — especially for the residents. To compensate for this outer contamination and ugliness, the insides of squatter housing is often surprisingly soothing. Recycled material covers the walls, color abounds, knick-knacks accumulate to create a comfy zone. Sure, one room will house far more people than seems possible, but for many, a slum dwelling offers more comfort than a village hut. While the pirated electricity may be unreliable, at least there is electricity. The single water spigot may have a long line, but it might be closer than the well at home. Medicines are expensive, but available. And there are schools with teachers that show up.

It is not utopia. When it rains, slums turn to mud cities. The ceaseless call for bribes for everything is dispiriting. And there is the embarrassment that squatters feel about the obvious low-status of their homes. As Suketa Mehta, author of Maximum City (about Mumbai, and quoted by Brand) says, "Why would anyone leave a brick house in the village with its two mango trees and its view of small hills in the East to come here?" Then he answers: "So that someday the eldest son can buy two rooms in Mira Road, at the northern edges of the city. And the younger one can move beyond that, to New Jersey. Discomfort is an investment…"

Then Mehta continues: "For the young person in an Indian village, the call of Mumbai isn't just about money. It's also about freedom." Stewart Brand recounts this summation of the magnetic pull of cities by activist Kavita Ramdas: "In the village, all there is for a woman is to obey her husband and relatives, pound millet, and sing. If she moves to town, she can get a job, start a business, and get education for her children." The Bedouin of Arabia were once seemingly the freest people on earth, roaming the Great Empty Quarter at will, under a tent of stars and no one's boss. But they are rapidly quitting their nomadic life and hustling into drab concrete block apartments in exploding Gulf-state ghettos. As reported by Donovan Webster for National Geographic, they stable their camels and goats in their ancestral village, since the bounty and attraction of the herder's life still remain for them. The Bedouin are lured, not pushed, to the city because, in their own words: "We can always go into the desert to taste the old life. But this [new] life is better than the old way. Before there was no medical care, no schools for our children." An 80-year old Bedouin chief sums it up better than I could: "The children will have more options for their future."

The migrants don't have to come. Yet, they come by the millions from the villages, or the deserts and scrublands. If you ask them why they come, it's almost always the same answer, the same answer given by the Bedouin and slum dwellers of Mumbai. They come for opportunities. They could stay where they are. The seasonal droughts and floods are eternal. The hardship in planting and harvesting in the hills are ancient. And so is the incredible beauty of the land and the intensity of family and community support. If everything were equal who would want to leave a Greek island, or a Himalayan village, or the lush gardens of southern China? The young men and women could stay in the villages and adopt the satisfying rhythms of agriculture and small town craft that their parents followed. The same tools work. The same traditions would deliver the same good things. Very little in the country side has changed. It is all as it has always been — except the outside around it is new. Now the young have TV and radio and trips into town to see movies and they know what is possible. They could stay. But while their options in the village have not decreased, the options outside the village in the city have enlarged to such a degree that it makes the village seem a prison. They could stay, like the Amish choose to do. Or Wendell Berry. They could keep the minimalist ways going as their ancestors have for millennia. They could stay and not increase their technology. But they choose — very willingly, very eagerly  — to run to the city.

Some argue that they had no choice. That those who arrive in the slums are forced against their desires to migrate to the city because their villages lacked the options of education, jobs and opportunity. It is true there's an imbalance of options — that's the point.  But there is work in the villages; it is just that this work does not pay cash (by which to buy cell phones and movie tickets), and it is boring for many, although it can be very satisfying if one is patient. That livelihood of seasonal toil, abundant leisure, strong family ties, strong conformity, rewarding physical labor — all this treasure is unquestionably available to them. They could stay. But they do not choose it. They choose possibilities and opportunities.

They stream into the open-ended city aware of what they left behind.  I once spotted the classic Manhattan subway map on the mud walls of a Sherpa hut in the Himalaya. It was some trekker's small joke, a nod to technological incongruity. But in many parts of Africa and Asia it is not incongruous to hear country-western music wailing from a radio in a quiet alley. Country music has an unexpected international appeal. Country star Kenny Rogers is the number one musician in Kenya, where there are more than one all-country-music radio stations. Dolly Parton sells out in South Africa. Modified versions of Johnny Cash cover songs can he heard in Afghanistan. Country music has fans wherever people are departing rural areas. In other words, worldwide. Turns out that the weeping tunes about better days can be understood even without understanding the lyrics. That crying slide guitar is the perfect accompaniment for the universal nostalgia that millions of migrants experience in their new urban homes. They miss the countryside they recently left, and they can hear their own yearning for it in Kenny Rogers's deep longing. Country music began in America during the very period when vigorous farm towns dissolved into suburbia. It is played along highways, among factory workers, and in the low-rent fringes of urbanity as a comforting reminder of what has been lost.  Perhaps the songs serve as a charm to ward off further demise. The benefits of the city and technology are not free; they are paid with a sigh.

There are times and places when that pull of options is replaced by a involuntary push. I think there is nothing as disturbing as the sight of indigenous tribesmen, say in the Amazon basin or in the jungles of Borneo or Papua New Guinea, wielding chain saws felling their own forests. When your forest home is toppled, you are pushed into camps, then towns, and then to cities. That migration is not voluntary. Once in a camp, cut off from your hunter-gatherer skills, it makes a weird sense to take the only paid job around, which is cutting down your neighbors forest. Even though this job is a choice of sorts, the narrow options that constrain it are very clear. The despicable treatment of indigenous tribes by American white settlers really did force them into settlements and the adoption of new technologies they were in no hurry to use. But since not every colonial nation forced their indigenous subjects into urbanity, this forced migration is not inherent in urbanity. It is a policy that is freely chosen by a people, and not mandated by technology itself. Gratefully, forced migration happens less and less. Habitat for aboriginal tribes, however, is still being cut down, putting intense pressure on them to abandon their ancient lifestyles. A certain small percentage of the river of people streaming into the cities today are being pushed by the expansion of the technium. It is a horribly stupid policy to destroy natural habitat this way, and a horribly stupid policy to displace tribes. It does not have to be that way. Wiser people would not allow it.

But today, as in the past, most of the mass movement toward cities — the hundreds of millions per decade — is led by settled people willing to pay the price of inconvenience and grime, living in a slum in order to gain opportunities and freedom. The poor move into the city for the same reason the rich move into the technological future — to head towards possibilities and increased freedoms.

Posted on July 2, 2009 at 5:22 PM | Comments (1)


Why Technology Can't Fulfill

At the beginning of this summer an Amish guy I met online rode his bicycle out to our home along the foggy Pacifica coast. Online, is of course, the last place you'd ever expect to meet an Amishman. But he contacted me via my blog, and then a few months later he appeared at our door hot, sweaty and out of breath from the long uphill climb to our house under the redwoods. Parked a few feet away was his ingenious Dohan foldup bike, which he rode from the train station. Like most Amish he did not fly, so he had stored his bike on the 3-day cross-country train ride from Pennsylvania. This was not his first trip to this neck of the woods. He had previously ridden his bike along the entire coast of California, and had in fact seen a lot of the world on train and boats.

For the  next week, our Amish visitor couch-surfed in our spare bedroom, and at dinner he regaled us with tales of his life growing up in an horse-and-buggy Old Order Plain Folk community. I'll call our friend Leon Hoffman, although that is not his real name, because the Amish are averse to bringing attention to themselves (thus their reluctance to being photographed). But Leon is an unusual Amish. While he never went to high school (Amish formal education ceases after 8th grade) he is among the few Plain Folk to go to college, where he is currently an older student in his 30s. He hopes to study medicine, and perhaps become the first Amish doctor.  Many former Amish have gone to college, or become doctors, but none that remain in the Old Order church. Leon is unusual in that he has remained in the church, yet relishes his ability to live in the "outside" world as well.

The Amish practice a remarkable tradition called "rumspringer" wherein their teenagers are allowed to ditch their home-made uniforms -- suspenders and hats for boys, long dresses and bonnets for girls -- and don baggy pants and short skits to buy a car, listen to music, and party for a few years before they decide to forever give up these modern amenities and join the Old Order church. This intimate, real exposure to the technological universe means that they are fully cognizant of what that world has to offer, and what exactly they are denying themselves. Leon is on a sort of permanent "rumspringer" although he doesn't party, but works very hard. His father runs a machine shop (a common Amish occupation; not all are farmers), and so Leon is genius with tools. I was in the middle of a bathroom plumbing job on the afternoon when Leon first showed up and he quickly took over the job. I was impressed by his complete mastery of hardware store parts. I've heard of Amish auto mechanics who don't drive cars but can fix any model you give them.

As Leon spoke of what his boyhood was like with only a horse and buggy for transportation, and what he learned in his multi-grade, one room school house, a fervent wistfulness played over his face. He missed the comfort of Old Order life now that he was away from it. We outsiders think of life without electricity, central heat, or cars as hard punishment. But curiously Amish life offers more leisure than contemporary urbanity does. In Leon's account, they always had time for a game of baseball, reading, visiting neighbors and hobbies. This was a complete surprise to Eric Brende, an MIT student who gave up an engineering degree and instead dropped out to live alongside an Old Order Amish/Mennonite community. Brende, who is not Amish, eliminated as much gear as he could from his home with his wife and tried to live as Plain as possible, a tale he recounts in his book, Better Off.  For over two years Brende gradually adopted what he calls a minimite lifestyle. A minimite uses "the least amount of technology needed to accomplish something." Like his Old Order Amish/Mennonite neighbors, he employed a minimum of technology: no power tools, or electric appliances. Brende found that the absence of electronic entertainment, the absence of long auto commutes or frequent shopping trips, and the absence of chores simply maintaining existing complex technology, was replaced by more real leisure time. In fact the constraints of cutting wood by hand, hauling manure with horses, doing dishes by lamp light liberated the first genuine leisure time he had ever had.

Amish Winter

Who is not seduced by the allure of this lifestyle?

At the same time, the hard, strenuous manual work was satisfying and rewarding. He not only found more leisure but more fulfillment as well. Wendell Berry is a thinker and farmer who works his farm in an old fashioned way using horses instead of tractors, very similar to the Amish. Like  Brende, Berry finds tremendous satisfaction in the visible arrangement of bodily labor and agricultural results. Berry is a master wordsmith as well, and no one has been able to convey the "gift" which minimalism can deliver as well as he. One particular story from his collection The Gift of Good Land captures the almost ecstatic sense of fulfillment won with minimal technology.

Last summer we put up our second cutting of alfalfa on an extremely hot, humid afternoon. Our neighbors came in to help, and together we settled into what could pretty fairly be described as suffering. The hayfield lies in a narrow river bottom, a hill on one side and tall trees along the river on the other. There was no breeze at all. The hot, bright, moist air seemed to wrap around us and stick to us while we loaded the wagons.

It was worse in the barn, where the tin roof raised the temperature and held the air even closer and stiller. We worked more quietly than we usually do, not having breath for talk. It was miserable, no doubt about it. And there was not a push button anywhere in reach.

But we stayed there and did the work, were even glad to do it, and experienced no futurological fits. When we were done we told stories and laughed and talked a long time, sitting on a post pile in the shade of a big elm. It was a pleasing day.

Why was it pleasing? Nobody will ever figure that out by a "logical projection." The matter is too complex and too profound for logic. It was pleasing, for one thing, because we got done. That does not make logic, but it makes sense. For another thing, it was good hay, and we got it up in good shape. For another, we like each other and we work together because we want to.

And so, six months after we shed all that sweat, there comes a bitter cold January evening when I go up to the horse barn to feed. It is nearly nightfall, and snowing hard. The north wind is driving the snow through the cracks in the barn wall. I bed the stalls, put corn in the troughs, climb into the loft and drop the rations of fragrant hay into the mangers. I go to the back door and open it; the horses come in and file along the driveway to their stalls, the snow piled white on their backs. The barn fills with the sounds of their eating. It is time to go home. I have my comfort ahead of me: talk, supper, fire in the stove, something to read. But I know too that all my animals are well fed and comfortable, and my comfort is enlarged in theirs. On such a night you do not feed out of necessity or duty. You never think of the money value of the animals. You feed and care for them out of fellow feeling, because you want to. And when I go out and shut the door, I am satisfied.

Leon spoke of the same equation: fewer distractions, more satisfaction. The ever-ready embrace of his community was palpable. Imagine it: neighbors would pay your medical bill if needed, or build your house in a few weeks without pay, and more importantly allow you to do the same for them. Minimal technology, unburdened by the cultural innovations such as insurance or credit cards, forces a daily reliance on neighbors and friends. Hospital stays are paid by church members, who also visit the sick regularly. Barns destroyed by fire or storm are rebuilt in a barn-raising. Financial, marital, behavioral counseling are done by peers. The community is as self-reliant as it can make itself, and only as self-reliant as it is because it is a community. I began to understand the strong attraction the Amish exerts on its young adults and why, even today, only a very few leave after their rumspringer. Leon observed that of the 300 or so friends his age in his church, only 2 or 3 have abandoned this very technologically constrained life, and the ones who did, joined a lifestyle that is still constrained compared to the average American.

But the cost for this closeness and dependency is limited choice. No education beyond 8th grade. Few career options for guys, none besides homemakers for girls. I asked Leon whether he could imagine all the goodness of the Amish life -- all that comforting mutual aid, satisfying hands-on work, reliable community infrastructure --whether it could still issue forth if, say, all kids attended school up to 10th grade? Just for starters. Well, you know, he said, "hormones kick in around the 9th grade and boys, and even some girls, just don't want to sit at desks and do paperwork. They need to use their hands as well as their heads and they ache to be useful. Kids learn more doing real things at that age."

Fair enough. I can really identify with that, since I wish I had been "doing real stuff" instead of being holed up in a stuffy high school classroom. On the other hand, reading books in high school opened up my mind to possibilities I had never imagined in grade school, and my world began expanding in those years and has never stopped. The technium amplifies possibilities, and a technological oriented education (which is what contemporary education is) optimizes choices. Amish minimalism, on the other hand, is deliberately aimed to optimize satisfaction, fulfillment and the comforting bonds of family and community. It does that well.

In the late 1960s some million self-described hippies stampeded to small farms and make-shift communes to live simply, not too different from the Amish. I was part of that movement. Wendell Berry was one of the clear-thinking gurus we listened to. In tens of thousands of experiments in rural America, we jettisoned the technology of the modern world (because it seemed to crush individualism) and tried to rebuild a new world while digging wells by hand, grinding our own flour, keeping bees, erecting homes from sun-dried clay, and even getting windmills and water generators to occasionally work. Some found religion, too. Our discoveries paralleled what the Amish knew -- that this simplicity worked best in community, that the solution wasn't no-technology but some technology, and what we then called appropriate technology. This day-glo, deliberate, conscious engagement with appropriate technology was deeply satisfying for a while.

But only for a while. The Whole Earth Catalog, which I edited at one point, published the field manual for those millions of simple technology experiments. We ran pages and pages of how to build chicken coops, grow your own veggies, curdle your own cheese, school your children and start a home business in house made from bales of straw. I got to witness close up how the early enthusiasm for restricted technology would inevitably give way to unease and restlessness. Slowly those millions of hippies drifted away from their deliberate low tech world. One-by-one they left their domes for suburban garages and lofts, and much to our collective astonishment, transformed their small-is-beautiful skills into small-is-startup entrepreneurs.  The origins of the Wired generation and the laid-back, long-hair computer culture (think open source) lay in the hippies of the 70s. As Stewart Brand, hippy founder of the Whole Earth Catalog remembers, " 'Do your own thing' easily translated into 'Start your own business'."  I've lost count of the hundreds of individuals I personally know who left communes to eventually start hi-tech companies in Silicon Valley. It's almost a cliche by now -- barefoot to billionaire, a la Steve Jobs.

The hippies of the previous generation did not remain in their Amish-like mode because as satisfying and attractive as the work in those communities were, the siren of choices was more attractive. The hippies left the farm for the same reason the young have always left: the possibilities leveraged by technology beckon all night and day. In retrospect we might say the hippies left for the same reason Thoreau left his Walden; they came and then left to experience life to its fullest. Volunteer simplicity is a possibility, an option, a choice that one should experience for a least part of one's life, not the least to help you sort out your technology priorities. But in my observation simplicity's fullest potential requires that one consider it one phase of many (even if a recurring phase as is meditation or the Sabbath). In the past decade a new generation of minimites has arisen, and they are now urban homesteading -- living lightly in cities, supported by adhoc communities of like-minded homesteaders. They are trying to have both, the Amish satisfaction of intense mutual aid and hand labor, and the ever cascading choices of a city.

It is a fine experiment. I too left a place where I built a house from scratch, and kept bees, and lived on a commune, and I left because choices were limited. Instead I came to a place where opportunities increased every day: a megalopolis sprawl. Yet I carry an old habit of minimites: I am constantly seeking the least amount of technology needed to do the most good. I have hope that some version of minimitism is possible in urbanity.

Because of my own personal journey from low-tech to high choice, I remain fascinated and deeply impressed by Leon and Berry, and Brende and the Old Order Plain Folk communities. I am impressed that their tightly bound mutual support can reliably resist the perennial lure of modernity. That's an amazing testimony because so few other cultures can boast that.

But there is one aspect of the Amish, and the minimites, and the small-is-beautiful hippies at their heyday, that is selfish. The "good" they wish their minimal technology to achieve is primarily the fulfillment of a fixed nature. The human that is satisfied by this agricultural goodness is an unchanging human. For the Amish, one's fulfillment must swell inside the traditional confine of a farmer, tradesman, or housewife. For minimites and hippies, fulfillment must rise within the confine of the natural unhampered by artificial aids. For example, Wendell Berry will agree that a solid cast iron hand pump is much superior to hauling water in buckets on a yoke. And that domesticated horses (an invention equal to iron) are vastly better than pulling a plow yourself, as many an ancient farmer has done. But for Berry, who uses horses to drive his farm gear, anything beyond the innovation of horse power works against the satisfaction of human nature and natural systems. When tractors were introduced in the 1940s, "the speed of work could be increased, but not the quality." He writes: "Consider, for example, the International High Gear No. 9 mowing machine. This is a horse-drawn mower that certainly improved on everything that came before it, from the scythe to previous machines in the International line... I own one of these mowers. I have used it in my hayfield at the same time that a neighbor mowed there with a tractor mower; I have gone from my own freshly cut hayfield into others just mowed by tractors; and I can say unhesitatingly that, though the tractors do faster work, they do not do it better. The same is substantially true, I think, of other tools: plows, cultivators, harrows, grain drills, seeders, spreaders, etc... The coming of the tractor made it possible for a farmer to do more work, but not better."

For Berry technology peaked in 1940, about the moment when all these farm implements were as good as they got. In his eyes, and the Amish too, the elaborate circular solution of a small mixed family farm, where the farmer produces plant feed for the animals who produced manure, power and food to grow more plants, is the perfect pattern for the health and satisfaction of a human being, human society and environment. Yet, it is pure foolishness, if not the height of conceit and hubris, to believe that in the long course of human history, and by that I mean the next ten thousand years in addition to the past ten thousand years, the peak of human invention and satisfaction should be 1940. It is no coincidence that this date also happens to be the time when Wendell Berry was a young boy growing up on a farm with horses. 1940 cannot be the end of technological perfection for human fulfillment simply because human nature is not at its end.

We have domesticated our humanity as much as we have domesticated our horses. Our human nature is a malleable crop that we planted 50,000 years ago, and continue to garden even today. The field of our nature has never been static. We know that genetically our bodies are changing faster now than at any time in the past million years. Our minds are being rewired by our culture. With no exaggeration, and no metaphor, we are not the same people who first started to plow 10,000 years ago.  The snug interlocking system of horse and buggy, wood fire cooking, compost gardening, and minimal industry may be perfectly fit for a human nature -- of an ancient agrarian epoch. I call this devotion to a traditional being "selfish" because it ignores the way in which our nature -- our wants, desires, fears, primeval instincts, and loftiest aspirations -- are being recast by ourselves, by our inventions, and it excludes the needs of our new natures.

There are many traditionalists who deny this shift, and who hold our nature is unchanging; from the perspective of an individual, or even a generation, it looks that way. But for anyone raised by a modern culture crammed with ubiquitous writing, communication technology, science, pervasive entertainment, travel, surplus food, abundant nutrition, and new possibilities every day, we are different beings than our ancestors. We think different. That should be no surprise because our personas are dictated beyond our genetics. More than our hunter-gatherer ancestors we are shaped by the accumulating wisdom, practices, traditions, and culture of our all those who've lived before us and live with us. At the same time our genes are racing. And we are speeding the acceleration of those genes by several means, from medical interventions to gene therapy, and then racing our culture with computers and wires as well. In fact every trend of the technium -- especially its increasing evolvability -- point to more rapid change of human nature in the future. Curiously many of the same traditionalists who deny we are changing, insist that we had better not.

Not everyone is born to be a farmer. Not every human is ideally matched to the rhythms of horse and corn and seasons, and the eternal close inspection of village conformity. Where in the Amish scheme of things is the support for a mathematical genius, or a native doctor, or a person who might spend all day composing new music? Mr. Berry himself supplements his farming satisfactions with those of essay writing (using paper and pencil). A large technological system of book printing, distribution, desk-bound editors, and bookshop sellers reward his efforts. He would have engaged that part of himself much less if no one outside his family was reading him.

What the Amish can't deliver are possibilities. Technology summons possibilities. The arc of change in the technium moves toward increasing choices, options, and possibilities. Chief among those expanding possibilities are new ways to be human. If we expand our memory with an always-on auxiliary Google-in-a-phone attachment from when we are young, then we have a new organ. But we don't know how to satisfy those new parts of us. The honest truth is that as the technium explodes with new self-made options, we find it harder to find fulfillment. How can we be fulfilled when we don't know what is being filled? And how do we know how large we are -- our innate potential -- until we try to overfill it?

We expand technology to find out who we are. The Amish find incredible contentment in their enactment of a fixed human nature. This deep human contentment is real, visceral, renewable, and so attractive that Amish numbers are doubling every generation. But I believe the Amish and minimites have not, and can not, really discover who they are. They trade discovery for contentment. In their deliberate constraint of technology they optimize an alluring combination of leisure, comfort, and certainty over the optimization of uncertain possibilities - which is what the technium optimizes.

The narrow minimite definition of humanity and the occupations one can attain, not only constrain themselves, but others. If you are a  web designer today, it is only because many tens of thousands of other people have been expanding the realm of possibilities. They have gone beyond farms and home shops to invent a complex ecology of electronic devices that require new expertise and new ways of thinking. If you are an accountant, untold numbers of creative people in the past devised the logic and tools of accounting for you. If you do science, your instruments and field of study have been created by others. If you are a photographer, or an extreme sports athlete, or a baker, or an auto mechanic, or a nurse -- then your potential has been given an opportunity by the work of others. You are being expanded as others expand themselves.

I know the Amish, and Wendell Berry and Eric Brende, and the minimites well enough to know that they believe we don't need exploding technology to expand ourselves, at least in the proper directions. They are, after all, minimalists. They see most of the promises of freedoms from increased technology as illusionary. In their eyes, technology generates fake choices, meaningless options, or real choices that are really entrapments.  This is an argument worth exploring because there is some truth in it. The technium is an autonomous system that tends to favor choices by humans that expand its own reach, which can feel like a type of entrapment. And many choices we make don't matter.

But the evidence that the technium expands real choices is voluminous. Throughout history there is a one-way march from the farm to the bustling choices of the city. That steady migration is going on today at a shocking rate; More than two million people per day decide they prefer the options that modern technology life offers, so they flee the constrained choices in a picturesque and comforting village somewhere. They can't all be bewitched. It would be a powerful spell to fool 50% of the people living on this planet.

Those million urban migrants per day have enrolled into the technium for the same reason you have (and you have if you are reading this): to increase your choices. To increase your chances of unleashing your full potential. Perhaps someday someone will invent a tool that is made just for your special combination of hidden talents. Or perhaps you will make your own tool. Most importantly, and unlike the Amish and minimites, you may invent a tool which will help unleash the fullest of someone else. Our call is not only to discover our fullest selves in the technium, but to expand the possibilities for others. We have a moral obligation to increase the amount of technology in the world in order to increase the number of possibilities for the most people. Greater technology will selfishly unleash us, but it will also unselfishly unleash others, our children and all to come.

The Amish are a little sensitive about this, but their self reliant lifestyle as it is currently practiced is heavily dependent on the greater technium that surrounds their enclaves. They do not mine the metal they build their mowers from. They do not drill or process the kerosene they use. They don't manufacture the solar panels on their roofs. They don't grow or weave the cotton in their clothes. They don't educate or train their own doctors. They also famously do not enroll in armed forces of any kind (but in compensation of that, they are world-class volunteers in the outside world. Few people volunteer more often, or with more expertise and passion than the Amish/Mennonites.) In short they depend up the outside world for they way they currently live. The increasing numbers of minimite urban homesteads are likewise indebted to the ongoing technium. If the Amish had to generate their all their own energy, grow all their clothing fibers, mine all metal, harvest and mill all lumber, it would not be Amish at all. Their communities would hardly be civilized.

Their choice of minimal technology adoption is a choice -- but a choice enabled by the technium. Their lifestyle is within the technium, not outside it.

As I encourage new technologies I am working for the Amish, and Leon, and the minimite homesteaders. So is anyone who is inventing, discovering, and expanding possibilities. In our ceaseless collective generation of new technologies, we technology boosters can invent more appropriate tools for minimalism, even though they are not doing that for us. Nonetheless, the Amish and minimites have something important to teach us about selecting what we embrace. I don't want a lot of devices that add maintenance chores to my life without adding real benefits. I do want to be slow to embrace technology that I can back out of. I don't want stuff that closes off options to others (like weapons). And I do want the minimum because I've learned that I have limited time or attention. 

I think I can put it this way: What we are seeking is the minimum amount of technology that will generate the maximum number of options for all.

Posted on June 26, 2009 at 2:22 PM | Comments (24)


Triumph of the Default

One of the greatest unappreciated inventions of modern life is the default. "Default" is a technical  concept first used in computer science in the 1960s to indicate a preset standard. Default, for instance, as in: the default of this program assumes that dates are given in two digit years not four. Today the notion of a default has spread beyond computer science to the culture at large.  It seems such a small thing, but the idea of the default is fundamental to the technium.

It's hard to remember a time when defaults were not part of life. But defaults only arose as computing spread; they are an attribute of complex technological systems. There were no defaults in the industrial age. In the early days of computers, when system crashes were frequent, and variables a lot of trouble to input, a default was the value the system would automatically assign itself if a program failed or when it first initiated. It was a smart trick. Unless a user, or programmer, took the trouble to alter it, the default ruled, ensuring that its host system would probably work. So electronic goods and software programs were shipped with all options set to defaults. The defaults were preset for the expected norms of the buyers (say the standard voltage of the US), or expected preferences (subtitles off for movies), or best practices (virus detector on). Most times presets work fine. We now have defaults installed in automobiles, insurance programs, networks, phones, health care plans, credit cards, and anything that is customizable.

Indeed, anything with the slightest bit of computational intelligence it in (that is any complex modern artifact) has defaults embedded into it. These presets are explicit biases programmed into the gadget, or system, or institution. But a default is more than the unspoken assumptions that have always been present in anything made. For instance most hand tools were "defaulted" to right hand use. In fact assuming the user was right handed was so normal, it was never mentioned. Likewise, the shape of hand tools assumed the user was male. Not just tools: early automobiles were designed assuming the driver was male. Anything manufactured must make a guess about its presumed buyer and their motivations; these assumptions are naturally designed into the technology. The larger the scale of the system, the more assumptions it has to make. A careful examination of a particular technological infrastructure will reveal the broad assumptions that are buried in its design. So American optimism, high regard for the individual, and penchant for change are all wrapped up in the specific designs of the American electrical system, railroads, highways, and  education.

But while these embedded biases, common to all technology, share many attributes with the concept of a default, they are not a default proper. A default is an assumption that can be changed. The assumption of right-handedness in a hammer, or pliers, or scissors, could not be switched. The assumption of a driver's gender as manifested in the seat position in an automobile could not be altered easily in the old days. But in much of modern technology it can be. The hallmark of flexible technological systems is the ease by which they can be rewired, modified, reprogrammed, adapted, and changed to suit new uses and new users. Many (not all) of their assumptions can be altered. The upside to endless flexibility and multiple defaults lies in the genuine choice that an individual now has, if one wants it. Technologies can be tailored to your preferences, and optimized to fit your own talents.

However the downside to extremely flexible techniques is that all these nodes of exploding possibility become overwhelming. Too many mind-numbing alternatives, and not enough time (let alone will) to evaluate them all. The specter of 99 varieties of mustard on the supermarket shelf, or 2,356 options in your health plan, or 56,000 possible hairdos for your avatar in a virtual world produces massive indecision and paralysis. The amazing solution to this problem of debilitating over-abundant choice are defaults. Defaults allow us to choose when to choose. For example, your avatar is given a standard default look (kid in jeans) to start out. You can alter every default description later.  Think of it as managed choice. Those thousands of variables — real choice — can be managed by adopting smart defaults, which "make" a choice for us, yet reserve our full freedom to choose in the future when we want to. My freedoms are not restricted but staggered. As I become more educated I go back to my preferences and opt in, or opt out, or tweak a parameter up or down, or ditch one thing for another. But until I do, the choices remain veiled, out of sight, and house-trained, obediently waiting. In properly designed default system, I always have my full freedoms, yet my choices are presented to me in a way that encourages taking those choices in time — in an incremental and educated manner. Defaults are a tool that tame expanding choice.
Contrast that expansion to the classic hammer, or automobile, or 1950s phone system. Users simply had few choices in how the tool was used. World-class engineers spent years honing a fixed universal design to work best for the most people, and there's still an enduring beauty in those designs. The relative inertness of industrial artifacts and infrastructure was compensated with elegant and brilliant access for the average everyman. Today you may not actually make a lot more choices about your phone than 50 years ago, but you could. And  you'll have more choice in where to make those few choices. These unfolding potential choices are nested within the adaptive nature of mobiles and networks. Choices materialize when summoned. But these abundant choices never appeared in fixed designs.

Defaults first arrived in the complex realms of computation and communication networks, but they aren't excluded from hammers, or cars, or shoes, or door knobs, for that matter. As we inject adaptability into these artifacts by manufacturing them with traces of computer chips and smart materials, we open them up for defaults as well. Imagine a hammer handle made of some kind of adaptive material that would reform itself to your left hand, or to a woman's hand. You might very well have the option to designate your gender, or age, or proficiency, or work environment, directly into the small neurons of the hammer. And if so, then the tool would be shipped with defaults.

Ani-1200

But defaults are "sticky." Many psychological studies have shown that the tiny bit of extra effort needed to alter a default is enough to dissuade most people from bothering, so they stick to the default, despite their untapped freedom. Their camera's clock blinks at the default of 12:00, or their password remains whatever temporary one was issued them. The hard truth, as any engineer will tell you, is that most defaults are never altered. Pick up any device, and 98 out of 100 options will be the ones preset at the factory. I know from my own experience that I have altered very few of the preferences available to me; I've stuck to the defaults. I've been using a Macintosh from the day it was introduced 25 years ago and I am still discovering basic defaults and preferences I had never heard of. From an engineering perspective this default inertia is a measure of success, because it means the defaults work. Without much change, products are used, and their systems happily hum on.

Therefore the privilege of establishing what value the default is set at is an act of power and influence. Defaults are a tool not only for individuals to tame choices, but for systems designers — those who set the presets — to steer the system.  The architecture of these choices can profoundly shape the culture of that system's use. Even the sequences of defaults and choices make a difference too. Retail merchandisers know this well. They stage stores and websites to channel decisions in a particular order to maximize sales. If you let hungry students make their desert choice first rather than last, this default order has an impact on their nutrition.

Every element of a complex technology, from its programming language, to the user interface design, to the selection of its peripherals, harbors a multitude of defaults: Does the system assume anonymity? Does it assume most people are basically good or basically up to no good? Are its defaults set to maximize sharing or maximize secrecy? Should its rules expire after a set period by default or renew automatically by default? How easy is to undo a choice?  Should the process of control be an opt in or opt out process? Recombining four or five different default parameters will spawn systems with hundreds of different characteristics.

Identical technological arrangements — say two computer networks constructed of the same hardware and software — can yield very different cultural consequences simply by altering the defaults embedded in the system. The influence of a default is so powerful that one single default can act as a very tiny nudge that can sway extremely large and complex networks. As an example, most pension investment programs, such as corporate 401k plans, have very low participation rates in part because the plans have an overwhelming number of sub-options to choose from. The behavioral economist Richard Thaler relates experiments whereby making enrollment automatic with a default choice ("mandated choice") dramatically increased savings rates for employees. Anyone could opt out the program at any time, with full freedom to change the specifics of their plan, but simply shifting the default  from "having to sign up" to "automatic enrollment" changed the entire tenor of the system. A similar shift happens if you make the donation of organs upon death automatically an "opt out" choice (it happens unless you refuse beforehand) versus "opt in" (it does not happen unless you sign up). A opt out donor system greatly increases the number of organs donated.

The tiny default is one of the ways that we can bend the inevitable unrolling of a technological innovation. For instance, an elaborate continent-wide technical system, such as 110-volt AC electricity, may gather its it own momentum as it acquires self-reinforcing support from other technical systems (like diesel generators, or factory assembly lines), and that accelerating momentum may steamroll over prior systems, but at every node in the electrical body, a default resides, and with the proper alignment and deft choices, those slim defaults can be used to nudge the gigantic system toward certain states. The system can be bent towards making it easy to add new but less secure innovations , or making it difficult to change, but more secure. The tiny nudges of defaults can shape how easy the network expands, or not. Or how well it incorporates unusual sources of power. Or whether it tends to centralize or decentralize.  The shape of a technological system is set by the technology itself, but the character of the system can be set by us.

Systems are not neutral. They have natural biases.  We tame the cascading choices we gain from accelerating technology by introducing small nudges — by deliberating embedding our own biases (also called a default) into the system here and there. We wield biases within inevitable technologies to aim them towards our common goals — increasing diversity, complexity, specialization, sentience, and beauty.

Defaults also remind us of another truth. By definition a default works when we — the user or consumer or citizen — do nothing. But doing nothing is not neutral, since it triggers a default bias. That means that "no choice" is a choice itself. There's is no neutral, even, or especially, in non action. Despite the claims of many, technology is never neutral. Even when you don't choose what to do with it, it chooses. A system acquires a definite drift and clear momentum from those inherent biases, whether or not we act upon them. The best we can do is nudge it.

Posted on June 22, 2009 at 11:47 PM | Comments (25)